Out Sourced Compliance
We are here to help your company to be compliant with the regulators
ZNK Consultancy is aware that compliance requirements are ever increasing, along with demands on inhouse compliance teams, the risk of failing to meet these demands has also increased.
Many financial services firms typically do not have the inhouse resources or experience to meet regulatory requirements while larger firms often suffer from extraordinary compliance costs to ensure they are compliant.
• Financial Promotion Approvals
• Training and competence programmes for the staff
• Onboarding of new employees, suitability assessment
• Compliance reporting
• Ongoing Compliance monitoring
• Delegated risk management
• Outsourced compliance functions and administration
• AML/CFT checks
• AML/CFT policies and procedures
Many financial services firms typically do not have the inhouse resources or experience to meet regulatory requirements while larger firms often suffer from extraordinary compliance costs to ensure they are compliant.
• Financial Promotion Approvals
• Training and competence programmes for the staff
• Onboarding of new employees, suitability assessment
• Compliance reporting
• Ongoing Compliance monitoring
• Delegated risk management
• Outsourced compliance functions and administration
• AML/CFT checks
• AML/CFT policies and procedures
